Eric J. Yetter
Professional summary
Eric James Yetter is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2018. Eric has worked at 4 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric James Yetter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2021 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155April 8, 2021 - April 13, 2021
AVONDALE PARTNERS, LLC
March 29, 2019 - May 4, 2021
ASHLAND SECURITIES, LLC
March 19, 2018 - March 29, 2019
STILLPOINT CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2025)
(3/10/2023)
(7/15/2024)
(5/6/2021)
(11/1/2023)
Exams
Series 82TO
Date: 9/30/2021
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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