Andrew A. Falde

ILG PRIVATE WEALTH

Mcmurray, PA 15317

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CRD#: 6741111

Professional summary

Andrew Alfred Falde is a registered financial advisor currently at ILG PRIVATE WEALTH, INC. located in Mcmurray, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Andrew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Falde is a licensed real estate broker. Mr. Falde currently devotes less than one percent of his professional time to real estate activities. Mr. Falde is a coach/mentor for SMB Training, LLC, which provides education to traders. SMB is not a broker or investment adviser. It provides education only. Mr. Falde spends approximately 30 hours per month with approximately 15 hours during trading hours in his capacities with SMB Training, LLC. Mr. Falde is the co-founder of Big Sky Products, LLC, which imports consumer products that are marketed online. Mr. Falde is not involved in the day-to-day operation of this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Alfred Falde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2022 - Present

ILG PRIVATE WEALTH, INC.

Office #1: 157 Waterdam Road Suite 270, Mcmurray, PA 15317

RIA

CRD#: 292267

Mcmurray, PA

Past

July 17, 2017 - December 31, 2020

FALDE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 283538

FORT MYERS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/2016

Uniform Investment Adviser Law Examination

Current Firm

ILG PRIVATE WEALTH, INC.

CRD#: 292267 / SEC#:

Florida

Registered Investment Advisory firm - (2/1/2019 Approved)

Indiana

Registered Investment Advisory firm - (3/4/2025 Terminated)

Maryland

Registered Investment Advisory firm - (10/12/2018 Terminated)

Ohio

Registered Investment Advisory firm - (8/30/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/28/2018 Approved)

South Carolina

Registered Investment Advisory firm - (5/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (9/24/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

157 Waterdam Road Suite 270, Mcmurray, PA 15317

Mailing Address

Phone number

(724) 228-9910

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 46,497,753

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew A. Falde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Alfred Falde's CRS (Customer Relationship Summary).

Certified licenses

Experience

ILG PRIVATE WEALTH, INC.

FALDE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/2016

Current Firm

ILG PRIVATE WEALTH, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ILG PRIVATE WEALTH, INC.

TRUST BUT VERIFY

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