CW
Chad D. Weigl
PROSPERITY CAPITAL ADVISORS
Avon, OH 44011
Some features on this profile are disabled
CRD#: 6740733
CW
Chad Dennis WeiglPROSPERITY CAPITAL ADVISORS
Professional summary
Chad Dennis Weigl, who also goes by Chad Weigl, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Avon, Ohio.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Chad has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
Chad Weigl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Fixed Insurance: Chad Weigl is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Chad Weigl spends approx. 10 hrs/week during trading hours on this activity. (2) Chad Weigl works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Weigl conducts seminars to help eliminate financial illiteracy as part of his marketing efforts. Mr. Weigl spends approximately 5 hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. (3) Chad Weigl is the employee of JL Smith Group. Mr. Weigl offers tax preparation and consulting services through this entity for a fee. Mr. Weigl is involved in this activity approximately 10 hours per month during trading hours. This is not an investment related activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Dennis Weigl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2017 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 36610 Detroit Road, Avon, OH 44011Office #2: 1535 N. River Road, Fremont, OH 43420RIA
CRD#: 156480
Avon, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/20/2022)
IAR
Ohio(1/6/2017)
IAR
Texas(11/30/2020)
IAR
Washington(10/2/2023)
Exams
What does exam status mean?
State Security Law Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Loading...
Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 16,541 |
| AUM (Assets Under Management) | $ 4,385,706,161 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
