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WM

William V. Manning

Some features on this profile are disabled
CRD#: 6740669
WM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Von Scheele Manning, who also goes by William Manning, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2017. William had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

William Manning

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 4, 2019 - April 17, 2023

BOOMERANG CAPITAL LLC

BD
CRD#: 120313
ROWAYTON, CT
Past

October 11, 2017 - December 6, 2017

BOOMERANG CAPITAL LLC

BD
CRD#: 120313
ROWAYTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/13/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/6/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/2017
General Securities Representative Examination

Current Firm

BC
BOOMERANG CAPITAL LLC
BOOMERANG CAPITAL LLC

CRD#: 120313 / SEC#: , 8-65273

Connecticut
Registered Investment Advisory firm - SEC (11/20/2020 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
4 Covewood Drive, Rowayton, CT 06853
Mailing Address
Po Box 47, Darien, CT 06820
Phone number
(203) 855-1723
Established
Delaware since 09/10/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
3

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
DMCD INC.MEMBER - DIRECT OWNER
MCDONOUGH, DONOUGH PATRICKMANAGING DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER1210501
MCDONOUGH, DONOUGH PATRICKCHIEF COMPLIANCE OFFICER/FINOP1210501
OBRIEN-ADERHOLDT, MAUREEN MARY MARGARETCCO4182378

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOOMERANG CAPITAL LLC

CRD#: 120313

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