Thomas E. Betros

D'ARCANGELO FINANCIAL ADVISORS

Dedham, MA 02026

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CRD#: 6740530

Professional summary

Thomas Emeel Betros, who also goes by Thomas Betros, Thomas Emeel Betros, Tom Emeel Betros, is a registered financial advisor currently at D'ARCANGELO FINANCIAL ADVISORS, LLC located in Dedham, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Thomas has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Betros | Thomas Emeel Betros | Tom Emeel Betros

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Emeel Betros's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2025 - Present

D'ARCANGELO FINANCIAL ADVISORS, LLC

Office #1: 770 Legacy Place Floor 2, Dedham, MA 02026Office #2: 510 Haight Avenue Suite 201, Poughkeepsie, NY 12603

RIA

CRD#: 117833

Dedham, MA

Past

May 3, 2024 - May 20, 2025

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

RIA

CRD#: 301896

MILLIS, MA

Past

July 12, 2023 - May 20, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

January 27, 2022 - May 10, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Framingham, MA

Past

January 26, 2022 - May 10, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Framingham, MA

Past

March 26, 2019 - May 10, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Framingham, MA

Past

March 26, 2019 - May 10, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Framingham, MA

Past

March 21, 2019 - May 10, 2022

TD AMERITRADE, INC.

CRD#: 7870

Framingham, MA

Past

May 21, 2018 - March 21, 2019

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WALTHAM, MA

Past

May 7, 2018 - March 21, 2019

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

February 2, 2017 - April 16, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

PARAMUS, NJ

Past

February 1, 2017 - April 16, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Paramus, NJ

Past

January 13, 2017 - April 16, 2018

TD AMERITRADE, INC.

CRD#: 7870

PARAMUS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/7/2025)

IAR

Florida
(7/18/2025)

IAR

Massachusetts
(8/6/2025)

IAR

New Jersey
(7/16/2025)

IAR

New York
(8/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/27/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/6/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2017

General Securities Representative Examination

Current Firm

D'ARCANGELO FINANCIAL ADVISORS, LLC

CRD#: 117833 / SEC#:

Connecticut

Registered Investment Advisory firm - (3/16/2018 Approved)

Florida

Registered Investment Advisory firm - (1/13/2011 Approved)

Massachusetts

Registered Investment Advisory firm - (7/2/2025 Approved)

New Jersey

Registered Investment Advisory firm - (1/29/2024 Approved)

New York

Registered Investment Advisory firm - (10/14/1999 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/18/2014 Terminated)

South Carolina

Registered Investment Advisory firm - (9/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

510 Haight Avenue Suite 201, Poughkeepsie, NY 12603

Mailing Address

Phone number

(845) 473-8261

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas E. Betros

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Emeel Betros's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/27/2017

Series 65

Date: 4/6/2016

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2017

Current Firm

D'ARCANGELO FINANCIAL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

D'ARCANGELO FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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