SH
Scott E. Heinila
AXXCESS WEALTH MANAGEMENT
Northlake, TX 76262
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CRD#: 6740408
SH
Professional summary
Scott Edward Heinila, who also goes by Scott Heinila, Scott Edward Wagenhals, is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Northlake, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Scott has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Heinila | Scott Edward Wagenhals
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] Insurance; Not-Investment-Related; Northlake, TX; Insurance; Agent; Start 01/2011; Accident & Health, Life, and Variable Insurance [2] Prism Wealth Preservation and Insurance Solutions, LLC; Not-Investment-Related; Northlake, TX; DBA for Insurance Business; President; Start 01/2011 [3) The Zandbergen Group; Not-Investment-Related; Northlake, TX; DBA for Investment Advisory Business with Axxcess Wealth Management, LLC [4] Producers Choice Network; Not-Investment-Related; Northlake, TX; DBA for PCC Consulting, LLC business; Executive Director; Start 07/2009; [5] PCC Consulting, LLC; Not-Investment-Related; Northlake, TX; Insurance; President; Start 07/2009; 150 hours during securities trading hours; Time is commingled with investment advisory business time; Wholesaler distributor of fixed annuities, life, and LTC [6] Ambiguous LLC; Not-Investment-Related; Northlake, TX; Real Estate Investment; Owner of building; 0 hours; passive investment [7] Meals on Wheels Orange County; Not Investment-related; Anaheim, CA; Charitable organization; Board Member; Approximately 1 hour/month; not during securities trading hours; attend board meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Edward Heinila's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2022 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 4451 Dale Earnhardt Way Unit B25, Northlake, TX 76262RIA
CRD#: 164081
Northlake, TX
Past
July 13, 2022 - December 1, 2023
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
San Juan Capistrano, CA
Past
September 13, 2021 - September 29, 2021
RETIREMENT INVESTMENT ADVISORS INC.
RIA
CRD#: 307157
Argyle, TX
Past
January 8, 2021 - July 11, 2022
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
PASADENA, CA
Past
September 10, 2019 - July 21, 2022
E. A. HORWITZ LLC
RIA
CRD#: 165561
SAN JUAN CAPISTRANO, CA
Past
September 25, 2017 - February 15, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
SAN JUAN CAPISTRANO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/8/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
