Hannah J. Chavez
FINANCIAL STRATEGIES
Brookfield, WI 53005
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CRD#: 6739973
Professional summary
Hannah Jane Chavez, CFP®, who also goes by Hannah Jane Cantrell, Hannah Jane Chavez, is a registered financial advisor currently at FINANCIAL STRATEGIES, INC. located in Brookfield, Wisconsin.
Hannah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Hannah has worked at 1 firm and has passed the Series 65 exam.
Biography
Hannah is a Certified Financial PlannerTM professional and holds Bachelor's degrees in Communication and Spanish. She is currently working towards a Master of Science Degree in Personal Financial Planning.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Tax Planning
Investment Planning
Education Planning
Estate Planning
Do you have an area of expertise or specialization?
Charitable Giving
High Net Worth Client Needs
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Hannah Jane Cantrell | Hannah Jane Chavez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Hannah Jane Chavez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
February 7, 2020 - Present
FINANCIAL STRATEGIES, INC.
Office #1: 13555 Bishops Court Suite 340, Brookfield, WI 53005RIA
CRD#: 113097
Brookfield, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL STRATEGIES, INC.
FINANCIAL STRATEGIES, INC. | FINANCIAL STRATEGIES, INCORPORATED
CRD#: 113097 / SEC#: 801-125921
RIA
Registered Investment Advisory firm - (6/21/2022 Approved)Arizona
Registered Investment Advisory firm - (6/27/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/16/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (6/27/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(2/7/2020)
Current Firm
FINANCIAL STRATEGIES, INC.
FINANCIAL STRATEGIES, INC. | FINANCIAL STRATEGIES, INCORPORATED
CRD#: 113097 / SEC#: 801-125921
RIA
Registered Investment Advisory firm - (6/21/2022 Approved)Arizona
Registered Investment Advisory firm - (6/27/2022 Terminated)Illinois
Registered Investment Advisory firm - (12/16/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (6/27/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13555 Bishops Court Suite 340, Brookfield, WI 53005
Mailing Address
Phone number
(262) 821-1664
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 554 |
| AUM (Assets Under Management) | $ 137,037,345 |
Red Flags
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Company Information
FINANCIAL STRATEGIES, INC.
CRD#: 113097Brookfield, WI 53005TRUST BUT VERIFY
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