DS
Daniel J. Shelly
AMERITAS ADVISORY SERVICES
Folsom, CA 95630
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CRD#: 6739750
DS
Professional summary
Daniel Jonathan Shelly, who also goes by David Jonathan Shelly, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Folsom, California and AMERITAS INVESTMENT COMPANY, LLC located in Folsom, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Jonathan Shelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Capstone Financial Group; same as branch; inv rel; we offer life insurance, disability insurance, health insurance and annuities; Associate; start date=10/2016; hrs/mo=160; trading hrs/mo=100; I provide life insurance, disability income insurance and other fixed products to clients * Cascading Falls Incorporated; 3361 Central Ave, Roseville CA 95747; non-inv rel; landscape construction and remodels for new and existing homes in the Greater Sacramento, CA area; Landscape Estimator; start date=03/2020; hrs/mo=24; trading hrs/mo=0; meet with homeowners looking to have a new landscaping or remodel of their existing landscape and I provide an estimate * Rate Tracker Payments LLC; 5145 Brecksville Rd, STE 305 Richfield, Ohio 44286; non-inv rel; payment processing service sales; start date=9/2022; hrs/mo 10; trading hrs/mo=0 b2b prospecting of payment processing tools
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Jonathan Shelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 620 Coolidge Dr Ste 190, Folsom, CA 95630RIA
CRD#: 317245
Folsom, CA
Current
January 9, 2017 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 620 Coolidge Dr Ste 190, Folsom, CA 95630BD
CRD#: 14869
FOLSOM, CA
Past
September 26, 2017 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/12/2023)
RR
California(2/8/2017)
IAR
California(11/1/2021)
RR
Florida(1/13/2022)
RR
Indiana(5/12/2023)
RR
Kentucky(5/12/2023)
RR
Massachusetts(5/12/2023)
RR
Nevada(9/16/2021)
RR
New Mexico(5/12/2023)
RR
North Carolina(5/12/2023)
RR
Ohio(5/12/2023)
RR
Oregon(5/12/2023)
RR
Texas(5/12/2023)
IAR
Texas(5/15/2023)
RR
Utah(5/12/2023)
RR
Virginia(5/12/2023)
RR
Washington(5/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Folsom, CA 95630TRUST BUT VERIFY
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