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RD

Richard B. Dommer

Some features on this profile are disabled
CRD#: 6739681
RD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Brett Dommer was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 2020. Richard had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 29, 2020 - July 13, 2021

VALTUS CAPITAL GROUP, LLC

BD
CRD#: 145841
LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/28/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/28/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/24/2019
Securities Industry Essentials Examination

Current Firm

VC
VALTUS CAPITAL GROUP, LLC
SIERRA REPUBLIC FINANCE, LLC. | VALTUS CAPITAL GROUP, LLC | SINGAL CAPITAL PARTNERS, LLC

CRD#: 145841 / SEC#: , 8-67754

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
3993 Howard Hughes Pkwy Suite 140, Las Vegas, NV 89169
Mailing Address
3452 E. Foothill Blvd Suite 800, Pasadena, CA 91107
Phone number
(702) 216-2600
Established
Nevada since 10/19/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SINGAL, VINEY KUMARPRESIDENT / MANAGING MEMBER3198279
THORNTON, STEVEN LEEFINOP / CFO / PRINCIPAL/AML-CO / CCO4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VALTUS CAPITAL GROUP, LLC

CRD#: 145841

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