Philip H. Bartels
Professional summary
Philip Huntting Bartels, CFP® is a registered financial advisor currently at FNB WEALTH MANAGEMENT located in Pittsburgh, Pennsylvania.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Philip has worked at 2 firms and has passed the Series 63, Series 82TO, Series 87, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Huntting Bartels's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
December 7, 2022 - Present
FNB WEALTH MANAGEMENT
Office #1: 626 Washington Place, Pittsburgh, PA 15219September 30, 2020 - July 14, 2022
HUNTER ASSOCIATES LLC
June 24, 2019 - July 14, 2022
HUNTER ASSOCIATES LLC
Primary Firm SEC Registration
FNB WEALTH MANAGEMENT
CRD#: 109515 / SEC#: 801-56609
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/7/2022)
Exams
Series 82TO
Date: 5/22/2021
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 9/30/2020
General Securities Representative ExaminationCurrent Firm
FNB WEALTH MANAGEMENT
CRD#: 109515 / SEC#: 801-56609
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 6,703,955,512 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2024 | ||
| 12/20/2023 | ||
| 02/27/2023 |
Red Flags
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