NP
Nicolo Perugini
ALLIO MARKETS
SEATTLE, WA 98104
Some features on this profile are disabled
CRD#: 6738393
NP
Professional summary
Nicolo Perugini is a registered financial professional currently at ALLIO MARKETS, LLC located in Seattle, Washington.
Nicolo is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicolo has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 57, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Nicolo Perugini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2025 - Present
ALLIO MARKETS, LLC
Office #1: 107 Spring Street, Seattle, WA 98104BD
CRD#: 318268
SEATTLE, WA
Past
June 20, 2019 - March 10, 2023
CITADEL SECURITIES LLC
BD
CRD#: 116797
NEW YORK, NY
Past
February 16, 2017 - June 11, 2019
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/26/2025)
RR
Alaska(8/27/2025)
RR
Arizona(8/22/2025)
RR
Arkansas(9/2/2025)
RR
California(8/22/2025)
RR
Colorado(8/25/2025)
RR
Connecticut(7/25/2025)
RR
Delaware(8/25/2025)
RR
District of Columbia(8/28/2025)
RR
Florida(7/23/2025)
RR
Georgia(8/22/2025)
RR
Hawaii(9/12/2025)
RR
Idaho(7/23/2025)
RR
Illinois(7/23/2025)
RR
Indiana(8/25/2025)
RR
Iowa(8/25/2025)
RR
Kansas(8/22/2025)
RR
Kentucky(7/23/2025)
RR
Louisiana(8/25/2025)
RR
Maine(8/25/2025)
RR
Maryland(8/28/2025)
RR
Massachusetts(8/22/2025)
RR
Michigan(7/23/2025)
RR
Minnesota(7/23/2025)
RR
Mississippi(7/23/2025)
RR
Missouri(8/22/2025)
RR
Montana(7/23/2025)
RR
Nebraska(7/23/2025)
RR
Nevada(8/24/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(7/23/2025)
RR
New Mexico(8/25/2025)
RR
New York(8/24/2025)
RR
North Carolina(8/25/2025)
RR
North Dakota(8/25/2025)
RR
Ohio(8/22/2025)
RR
Oklahoma(7/23/2025)
RR
Oregon(8/22/2025)
RR
Pennsylvania(8/22/2025)
RR
Puerto Rico(9/12/2025)
RR
Rhode Island(8/25/2025)
RR
South Carolina(7/23/2025)
RR
South Dakota(7/23/2025)
RR
Tennessee(8/27/2025)
RR
Texas(7/23/2025)
RR
Utah(8/25/2025)
RR
Vermont(8/25/2025)
RR
Virgin Islands(8/25/2025)
RR
Virginia(8/25/2025)
RR
Washington(7/23/2025)
RR
West Virginia(8/25/2025)
RR
Wisconsin(8/26/2025)
RR
Wyoming(8/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AM
ALLIO MARKETS, LLC
ALLIO CAPITAL | ALLIO MARKETS, LLC
CRD#: 318268 / SEC#: , 8-70846
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
107 Spring Street, Seattle, WA 98104
Mailing Address
107 Spring Street, Seattle, WA 98104
Phone number
(888) 584-7590
Established
Delaware since 11/15/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
