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Nicolo Perugini

Some features on this profile are disabled
CRD#: 6738393
NP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicolo Perugini was a registered financial professional .

Nicolo is a previously registered financial professional and started their career in finance in 2017. Nicolo had worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 57, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 23, 2025 - December 12, 2025

ALLIO MARKETS, LLC

BD
CRD#: 318268
SEATTLE, WA
Past

June 20, 2019 - March 10, 2023

CITADEL SECURITIES LLC

BD
CRD#: 116797
NEW YORK, NY
Past

February 16, 2017 - June 11, 2019

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/9/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 57
Date: 3/24/2017
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/16/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/4/2019
General Securities Principal Examination

Current Firm

AM
ALLIO MARKETS, LLC
ALLIO CAPITAL | ALLIO MARKETS, LLC

CRD#: 318268 / SEC#: , 8-70846

BD
Terminated by SEC on 02/03/2026
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 11/15/2021
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIO HOLDINGS, LLCDIRECT OWNER
GARCIA, DANIEL THOMASCHIEF COMPLIANCE OFFICER5847982
GEORGE, THOMAS KEITHFINOP5378303
PERUGINI, NICOLOCEO6738393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIO MARKETS, LLC

CRD#: 318268

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