WF
Willis A. Fawcett
TITLEIST ASSET MANAGEMENT
SAN ANTONIO, TX 78258
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CRD#: 6738277
WF
Professional summary
Willis Augustus Fawcett IV, who also goes by Will Fawcett, Willis Fawcett IV, is a registered financial advisor currently at TITLEIST ASSET MANAGEMENT, LLC located in San Antonio, Texas and TITLEIST CAPITAL, LLC located in San Antonio, Texas.
Willis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Willis has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Will Fawcett | Willis Fawcett Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Vista Entera Consulting, LLC Inv Rel: Y add: PO Box 90871 San Antonio TX 78209 Nature: provide consulting services Position: Owner Start Date: 5/1/2019 No Hrs/Mo: 20 No Hrs/Mo dur trading: 0 (3) Name: Davidson Camp Insurance Brokers Inv San Antonio, TX Nature: Health Ins Referrals Related: Y Hours/Mth: 1 Trading Hrs: 0 2. Fair To Midland, LLC Restaurant Passive Investor Since 01/01/2020 Not Investment Related 3. AMP Fund II LLP Oil & Gas Passive Investor Since 01/01/2016 Not Investment Related 4. HCBC, II Restaurant Passive Invesor Since 01/01/2008 Not Investment Related Titleist Capital Broker Dealer Registered Representative Since 03/2020 Investment Related Titleist Asset Management, LLC Investment Adviser Investment Adviser Representative Since 04/2023 Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Willis Augustus Fawcett IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2023 - Present
TITLEIST ASSET MANAGEMENT, LLC
Office #1: 777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258RIA
CRD#: 323567
SAN ANTONIO, TX
Current
February 27, 2020 - Present
TITLEIST CAPITAL, LLC
Office #1: 777 E. Sonterra Boulevard Suite 330, San Antonio, TX 78258BD
CRD#: 126136
SAN ANTONIO, TX
Past
February 27, 2020 - August 8, 2023
TITLEIST CAPITAL, LLC
RIA
CRD#: 126136
SAN ANTONIO, TX
Past
June 19, 2017 - March 2, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SAN ANTONIO, TX
Past
February 17, 2017 - March 2, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
Registered Investment Advisory firm - (11/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/7/2023)
RR
Texas(2/27/2020)
IAR
Texas(4/18/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
Registered Investment Advisory firm - (11/25/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258
Mailing Address
Phone number
(210) 826-2424
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,813 |
| AUM (Assets Under Management) | $ 2,430,293,058 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
