AW
Adam H. Walter
VANTAGE FINANCIAL PARTNERS
Huron, SD 57350
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CRD#: 6737691
AW
Professional summary
Adam Heath Walter is a registered financial advisor currently at VANTAGE FINANCIAL PARTNERS, LLC located in Huron, South Dakota.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Adam has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RED ARROW BOWFISHING LLC POSITION: Owner NATURE: The nature of this business is being a bow fishing guide. Taking individuals out on the water for a bow fishing trip. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2016 ADDRESS: 407 Belmont Avenue, Yankton SD 57078, United States DESCRIPTION: It is my responsibility to run the business. This includes scheduling clients and running trips with clients. All of the trips take place during May, June, July & August and run approximately 4.5 hours. I only run trips with existing clients of my business to the tone of MAX around 5 trips.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Heath Walter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2023 - Present
VANTAGE FINANCIAL PARTNERS, LLC
Office #1: 1712 Dakota Ave. S, Huron, SD 57350RIA
CRD#: 315828
Huron, SD
Past
July 10, 2019 - October 1, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
YANKTON, SD
Past
February 20, 2019 - October 1, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
YANKTON, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828 / SEC#: 801-122083
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(2/13/2023)
IAR
Minnesota(2/16/2023)
IAR
South Dakota(2/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
VF
VANTAGE FINANCIAL PARTNERS, LLC
VANIA ADVISORS, LLC | VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828 / SEC#: 801-122083
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Mailing Address
13230 Watertown Plank Road, Elm Grove, WI 53122
Phone number
(262) 439-8587
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,118 |
| AUM (Assets Under Management) | $ 810,716,208 |
Red Flags
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Company Information
VANTAGE FINANCIAL PARTNERS, LLC
CRD#: 315828Huron, SD 57350TRUST BUT VERIFY
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