SG
Sergio Garcia
ENDURANCE FINANCIAL PLANNING
Mcallen, TX 78501
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CRD#: 6737683
SG
Professional summary
Sergio Garcia is a registered financial advisor currently at ENDURANCE FINANCIAL PLANNING, LLC located in Mcallen, Texas.
Sergio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sergio has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) The University of Texas - Rio Grande Valley. (2) NO (3) 1201 W University Dr, Edinburg, TX 78539 (4) Education (5) Clinical Associate Professor (6) Clinical Associate Professor (7) 9/1/2015 (8) 20 hours/month (9) 5 hrs (10) Lecture University courses (1) Whitewing Financial Consulting, LLC (2) Yes (3) 1016 W. La Vista Ave, Suite D McAllen, TX 78501 (4) Advisory (5) Advisory (6) Financial Advisor (7) 9/1/2019 (8) 30 hours/month (9) 30 hrs (10) Financial Advisor. This entity is the advisory held portion of my advisory responsibilities, as opposed to my managerial/administrative responsibilities at Endurance Financial Planning. (1) Interactive Tax Planning, LLC (2) NO (3) 1016 W. La Vista Ave, Suite D McAllen, TX 78501 (4) Tax Preparation (5) Tax Preparer (6) Tax Preparer (7) 1/1/2021 (8) 1 hours/month (9) 0 hrs (10) Prepare tax documents for individuals. (1) Whitewing Analytics (2) NO (3) Consulting (4) Consultant (5) Consultant (6) Consultant (7) 9/1/2019 (8) 5 hours/month (9) 0 hrs (10) Econometric consulting, expert witness testimony, and valuation analysis
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2019 - Present
ENDURANCE FINANCIAL PLANNING, LLC
Office #1: 2400 N 10th St. Suite B, Mcallen, TX 78501RIA
CRD#: 305583
Mcallen, TX
Past
December 13, 2016 - December 31, 2019
TRANQUILITY FINANCIAL PLANNING
RIA
CRD#: 281032
McAllen, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/10/2022)
IAR
Texas(10/23/2019)
Current Firm
ENDURANCE FINANCIAL PLANNING, LLC
ENDURANCE FINANCIAL PLANNING, LLC
CRD#: 305583 / SEC#:
California
Registered Investment Advisory firm - (5/10/2022 Approved)Texas
Registered Investment Advisory firm - (10/23/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2400 N 10th St. Suite B, Mcallen, TX 78501
Mailing Address
Phone number
(956) 630-7231
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 1,028 |
| AUM (Assets Under Management) | $ 75,412,873 |
Red Flags
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Company Information
ENDURANCE FINANCIAL PLANNING, LLC
CRD#: 305583Mcallen, TX 78501TRUST BUT VERIFY
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