Zakriah Gardezy

WEALTHSTONE PRIVATE WEALTH MANAGEMENT

SCOTTSDALE, AZ 85251

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CRD#: 6737195

Professional summary

Zakriah Gardezy, CFP®, who also goes by Zak Gardezy, is a registered financial advisor currently at WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Zakriah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Zakriah has worked at 3 firms and has passed the Series 66, Series 63, Series 7, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zak Gardezy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zakriah Gardezy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

March 28, 2024 - Present

WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 7014 E Camelback Rd. Suite B100a, Scottsdale, AZ 85251

RIA

CRD#: 329895

SCOTTSDALE, AZ

Past

July 2, 2021 - March 21, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Scottsdale, AZ

Past

June 29, 2021 - March 21, 2024

MORGAN STANLEY

CRD#: 149777

Scottsdale, AZ

Past

February 5, 2021 - June 15, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MESA, AZ

Past

March 1, 2017 - June 15, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MESA, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/9/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/1/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/1/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 329895 / SEC#: 801-129681

RIA

Registered Investment Advisory firm - (7/15/2024 Terminated)

Arizona

Registered Investment Advisory firm - (7/12/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7014 E Camelback Rd. Suite B100a, Scottsdale, AZ 85251

Mailing Address

Phone number

(480) 973-3560

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 25,856,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zakriah Gardezy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zakriah Gardezy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2021

Series 63

Date: 3/9/2017

Series 7

Date: 11/1/2018

SIE

Date: 10/1/2018

Series 6

Date: 3/1/2017

Current Firm

WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHSTONE PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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