Steven Fox-middleton

SFM FINANCIAL ADVISORS LLC

Vancouver, WA 98685

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CRD#: 6736734

Professional summary

Steven Fox-middleton, CFP® is a registered financial advisor currently at SFM FINANCIAL ADVISORS LLC located in Vancouver, Washington.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Steven has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SFM Financial Advisors LLC; Investment-Related; Vancouver, WA; Investment Adviser; Investment Adviser Representative; 08/2016; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Fox-middleton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 17, 2017 - Present

SFM FINANCIAL ADVISORS LLC

Office #1: 10000 Ne 7th Ave, Ste 330-i, Vancouver, WA 98685

RIA

CRD#: 286042

Vancouver, WA

Past

December 6, 2021 - June 9, 2022

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

VANCOUVER, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/2016

Uniform Investment Adviser Law Examination

Current Firm

SFM FINANCIAL ADVISORS LLC

FOX-MIDDLETON, STEVEN | SFM FINANCIAL ADVISORS LLC

CRD#: 286042 / SEC#:

Washington

Registered Investment Advisory firm - (2/17/2017 Approved)

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Contact information

Main Address

10000 Ne 7th Ave Ste 330-i, Vancouver, WA 98685

Mailing Address

Phone number

(360) 573-0641

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 5,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven Fox-middleton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Fox-middleton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SFM FINANCIAL ADVISORS LLC

ORIGIN INVESTMENT ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/2016

Current Firm

SFM FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SFM FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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