Cassidy Murphy

FIDUCIARY FINANCIAL GROUP

Arvada, CO

CRD#: 6735935

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Professional summary

Cassidy Murphy, CFP®, CPWA®, who also goes by Cassidy Diane Cervenka, Cassidy D Murphy, Cassidy Diane Murphy, Cassidy Diane Roy, is a registered financial advisor currently at FIDUCIARY FINANCIAL GROUP, LLC located in Arvada, Colorado.

Cassidy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Cassidy has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cassidy Diane Cervenka | Cassidy D Murphy | Cassidy Diane Murphy | Cassidy Diane Roy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassidy Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CPWA^®

Certified Private Wealth Advisor

Start date: 2020-12-07

Expire date: 2024-11-30

Experience

Current

June 10, 2026 - Present

FIDUCIARY FINANCIAL GROUP, LLC

RIA

CRD#: 285681

Arvada, CO

Past

August 28, 2024 - June 2, 2026

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

ARVADA, CO

Past

August 21, 2024 - June 2, 2026

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

December 15, 2023 - August 21, 2024

RANGE ADVISORY, LLC

RIA

CRD#: 321969

Timnath, CO

Past

June 9, 2021 - November 13, 2023

FINTRUST CAPITAL ADVISORS, LLC

RIA

CRD#: 145460

GREENVILLE, SC

Past

June 9, 2021 - November 13, 2023

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

GREENVILLE, SC

Past

March 15, 2017 - June 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SOUTHLAKE, TX

Past

January 10, 2017 - June 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SOUTHLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY FINANCIAL GROUP, LLC

ADVISOR'S FIDUCIARY GROUP, LLC | FIDUCIARY FINANCIAL GROUP, LLC | FIDUCIARY FINANCIAL GROUP

CRD#: 285681 / SEC#: 801-121655

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

California

Registered Investment Advisory firm - (8/14/2021 Terminated)

Georgia

Registered Investment Advisory firm - (7/14/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/16/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/10/2026)

IAR

Texas
(6/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2017

General Securities Representative Examination

Current Firm

FIDUCIARY FINANCIAL GROUP, LLC

ADVISOR'S FIDUCIARY GROUP, LLC | FIDUCIARY FINANCIAL GROUP, LLC | FIDUCIARY FINANCIAL GROUP

CRD#: 285681 / SEC#: 801-121655

RIA

Registered Investment Advisory firm - (7/1/2021 Approved)

California

Registered Investment Advisory firm - (8/14/2021 Terminated)

Georgia

Registered Investment Advisory firm - (7/14/2021 Terminated)

Idaho

Registered Investment Advisory firm - (7/16/2021 Terminated)

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Contact information

Main Address

1101 Fifth Avenue Suite 305, San Rafael, CA 94901

Mailing Address

2601 N Bogus Basin Rd., Boise, ID 83702

Phone number

(415) 352-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A SEC (3/6/2026)

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 865,195,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cassidy Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassidy Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

RANGE ADVISORY, LLC

FINTRUST CAPITAL ADVISORS, LLC

FINTRUST BROKERAGE SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FIDUCIARY FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/10/2017

Current Firm

FIDUCIARY FINANCIAL GROUP, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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