Stephanie Ashley
Professional summary
Stephanie Ashley, who also goes by Stephanie N Ashley, Stephanie Nicole Nerding, is a registered financial advisor currently at ELEVATED FINANCIAL GROUP located in Carmel, Indiana.
Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Stephanie has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Ashley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2025 - Present
ELEVATED FINANCIAL GROUP
Office #1: 695 Pro Med Lane Suite 209, Carmel, IN 46032May 2, 2023 - June 2, 2025
INVST, LLC
March 23, 2022 - March 27, 2023
BEACON POINTE ADVISORS, LLC
August 20, 2018 - March 17, 2022
COMMONWEALTH FINANCIAL NETWORK
August 20, 2018 - March 17, 2022
COMMONWEALTH FINANCIAL NETWORK
February 23, 2018 - August 2, 2018
CHARLES SCHWAB & CO., INC.
April 19, 2017 - August 2, 2018
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ELEVATED FINANCIAL GROUP
CRD#: 334353 / SEC#: 801-131787
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/30/2025)
Exams
Current Firm
ELEVATED FINANCIAL GROUP
CRD#: 334353 / SEC#: 801-131787
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,045 |
| AUM (Assets Under Management) | $ 399,257,194 |
Red Flags
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