Mark A. Mayfield
PROFESSIONAL FINANCIAL ADVISORS
North Platte, NE 69101-5311
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CRD#: 6735339
Professional summary
Mark Allan Mayfield, CFP® is a registered financial advisor currently at PROFESSIONAL FINANCIAL ADVISORS, LLC located in North Platte, Nebraska.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mark has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Independent Insurance Agent; Investment Related; North Platte, NE; LOA in Life & Annuities, Sickness/Accident & Health, and Variable Contracts; Start Date 08/2018; Approximately 5 hours/month devoted to this business 2.) Mayfield Wealth Solutions Inc.; Not investment Related; North Platte, NE; Pass through entity for 1099 income; Owner; 01/08/2025; less than 1 hour/month.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allan Mayfield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
September 17, 2020 - Present
PROFESSIONAL FINANCIAL ADVISORS, LLC
Office #1: 1400 S Dewey St Suite 300, North Platte, NE 69101-5311RIA
CRD#: 173719
North Platte, NE
Past
April 3, 2020 - August 31, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
LINCOLN, NE
Past
April 1, 2020 - August 31, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
LINCOLN, NE
Past
September 27, 2018 - April 2, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LINCOLN, NE
Past
July 2, 2018 - April 2, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LINCOLN, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROFESSIONAL FINANCIAL ADVISORS, LLC
PROFESSIONAL FINANCIAL ADVISORS, LLC | TOTAL PORTFOLIOS
CRD#: 173719 / SEC#: 801-114978
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Kansas
Registered Investment Advisory firm - (4/22/2019 Terminated)Missouri
Registered Investment Advisory firm - (4/22/2019 Terminated)Nebraska
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Wyoming
Registered Investment Advisory firm - (4/22/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(9/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PROFESSIONAL FINANCIAL ADVISORS, LLC
PROFESSIONAL FINANCIAL ADVISORS, LLC | TOTAL PORTFOLIOS
CRD#: 173719 / SEC#: 801-114978
RIA
Registered Investment Advisory firm - (4/10/2019 Approved)Colorado
Registered Investment Advisory firm - (4/24/2019 Terminated)Kansas
Registered Investment Advisory firm - (4/22/2019 Terminated)Missouri
Registered Investment Advisory firm - (4/22/2019 Terminated)Nebraska
Registered Investment Advisory firm - (4/22/2019 Terminated)Texas
Registered Investment Advisory firm - (4/22/2019 Terminated)Wyoming
Registered Investment Advisory firm - (4/22/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1400 S Dewey St Suite 300, North Platte, NE 69101-5311
Mailing Address
Po Box 1070, North Platte, NE 69103-1070
Phone number
(308) 534-8210
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,991 |
| AUM (Assets Under Management) | $ 614,113,385 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
