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Olabode Steve Oniya

Olabode Steve Oniya

CFP®
OM INVESTMENTS
HOUSTON, TX
·CRD# 6735278·9 years experience

Professional Summary

Olabode Steve Oniya, CFP®, who also goes by Olabode Steve Oniya Jr, Olabode Steve Oniya, Olabode Oniya, Steve Olabode Oniya, Steve Oniya Jr., Steve Oniya, is a registered financial advisor currently at OM INVESTMENTS located in Houston, Texas. Olabode is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Olabode has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6...

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Olabode Steve Oniya Jr, Olabode Steve Oniya, Olabode Oniya, Steve Olabode Oniya, Steve Oniya Jr., Steve Oniya

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2022

Years of Experience

9 years in the financial services industry

Current & Past Employments

OM INVESTMENTS·CRD# 324256
RIA
Houston, TX
January 3, 2023 - Present
EDWARD JONES·CRD# 250
RIA
Houston, TX
July 17, 2023 - September 27, 2023
EDWARD JONES·CRD# 250
BD
St. Louis, MO
July 17, 2023 - September 27, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Westlake, TX
February 8, 2022 - November 2, 2022
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Westlake, TX
February 2, 2022 - November 1, 2022
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Sugar Land, TX
April 19, 2021 - October 18, 2021
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Sugar Land, TX
April 19, 2021 - October 18, 2021
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
RIA
Milwaukee, WI
March 2, 2020 - April 6, 2021
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
March 2, 2020 - April 6, 2021
MORGAN STANLEY·CRD# 149777
BD
Sugarland, TX
March 6, 2018 - September 27, 2019
MORGAN STANLEY·CRD# 149777
RIA
Sugarland, TX
January 24, 2018 - September 27, 2019
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Houston, TX
August 23, 2017 - January 30, 2018
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Houston, TX
August 23, 2017 - January 30, 2018
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Houston, TX
March 13, 2017 - August 9, 2017
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Houston, TX
February 8, 2017 - August 9, 2017

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Current Firm

OI
OM INVESTMENTS

OM INVESTMENTS | OM ONIYAMEDIA L.L.C

CRD#: 324256
Texas
Registered Investment Advisory firm - Texas (1/3/2023 Approved)

Contact Information

Main Address

Houston, TX

Mailing Address

5900 Balcones Dr #100, Austin, TX 78731

Phone Number

(281) 584-3405

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OrgNmn:University of Houston Fort Bend Alumni|Org Addr:Houston,Texas,US|OBA Nature:Local Alumni Chapter|Invst Rel:N|Title:Board Member|Duties:Help chair scholaship commitee for high school graduates that would like to attend our aluni alma mater.|StrtDt:10-01-2018|TotHrs/mon:2|TrdHrs/mon:0| OM | OniyaMedia L.L.C.; Houston, TX; President since 02/2021; not investment related; Media business; marketing subscriptions and sales transactions; 30 hrs/mo; 15 hrs/mo during trading Independent insurance agent since 11/2022; Houston, TX; investment related; selling insurance products; 10 hrs/mo; 5 hrs/mo during trading

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2018About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2017About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Olabode Steve Oniya's CRS (Customer Relationship Summary).

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Olabode Steve Oniya
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