Olabode S. Oniya

OM INVESTMENTS

HOUSTON, TX

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CRD#: 6735278

Professional summary

Olabode Steve Oniya, CFP®, who also goes by Olabode Steve Oniya Jr, Olabode Steve Oniya, Olabode Oniya, Steve Olabode Oniya, Steve Oniya Jr., Steve Oniya, is a registered financial advisor currently at OM INVESTMENTS located in Houston, Texas.

Olabode is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Olabode has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OrgNmn:University of Houston Fort Bend Alumni|Org Addr:Houston,Texas,US|OBA Nature:Local Alumni Chapter|Invst Rel:N|Title:Board Member|Duties:Help chair scholaship commitee for high school graduates that would like to attend our aluni alma mater.|StrtDt:10-01-2018|TotHrs/mon:2|TrdHrs/mon:0| OM | OniyaMedia L.L.C.; Houston, TX; President since 02/2021; not investment related; Media business; marketing subscriptions and sales transactions; 30 hrs/mo; 15 hrs/mo during trading Independent insurance agent since 11/2022; Houston, TX; investment related; selling insurance products; 10 hrs/mo; 5 hrs/mo during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olabode Steve Oniya's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

January 3, 2023 - Present

OM INVESTMENTS

RIA

CRD#: 324256

HOUSTON, TX

Past

July 17, 2023 - September 27, 2023

EDWARD JONES

RIA

CRD#: 250

HOUSTON, TX

Past

July 17, 2023 - September 27, 2023

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

February 8, 2022 - November 2, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

WESTLAKE, TX

Past

February 2, 2022 - November 1, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

April 19, 2021 - October 18, 2021

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Sugar Land, TX

Past

April 19, 2021 - October 18, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Sugar Land, TX

Past

March 2, 2020 - April 6, 2021

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

MILWAUKEE, WI

Past

March 2, 2020 - April 6, 2021

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 6, 2018 - September 27, 2019

MORGAN STANLEY

CRD#: 149777

SUGARLAND, TX

Past

January 24, 2018 - September 27, 2019

MORGAN STANLEY

RIA

CRD#: 149777

SUGARLAND, TX

Past

August 23, 2017 - January 30, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

HOUSTON, TX

Past

August 23, 2017 - January 30, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

HOUSTON, TX

Past

March 13, 2017 - August 9, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HOUSTON, TX

Past

February 8, 2017 - August 9, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/8/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OM INVESTMENTS

OM INVESTMENTS | OM ONIYAMEDIA L.L.C

CRD#: 324256 / SEC#:

Texas

Registered Investment Advisory firm - (1/3/2023 Approved)

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Contact information

Main Address

Houston, TX

Mailing Address

5900 Balcones Dr #100, Austin, TX 78731

Phone number

(281) 584-3405

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Olabode S. Oniya

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olabode Steve Oniya's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2017

Series 63

Date: 2/17/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/6/2018

Series 6

Date: 2/8/2017

Current Firm

OM INVESTMENTS

Contact information

Documents

Red Flags

Company Information

OM INVESTMENTS

TRUST BUT VERIFY

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