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Jeremy Christopher Riggs

Jeremy C. Riggs

BASE WEALTH MANAGEMENT | Benefits & Planning Consultant, Executive Services
Lakewood Ranch, FL 34240
Some features on this profile are disabled
CRD#: 6735029
Jeremy Christopher Riggs

Professional summary

Jeremy Christopher Riggs, CFP®, who also goes by Jeremy Riggs, is a registered financial advisor currently at BASE WEALTH MANAGEMENT located in Lakewood Ranch, Florida.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jeremy has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

My passion for helping people with their financial goals is what brought me to this profession. I assist my clients in developing personalized plans, maximizing company benefits and moving towards their aspirations through a collaborative relationship.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeremy Riggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Org Name: Boardwalk Trust Co| Org Address: 100 Executive Way Suite 112 Ponte Verda Beach, FL 32082| Nature of Bus: Estate Planning Business | Invst Rel: Y | Title: Co-Owner and CEO | Duties: Assists clients with estate-planning needs; coordinates with CPAs and attorneys on complex cases; operates in a trust-director capacity. | Start Dt:09/01/2025 | Total Hrs: Less than 20% of time | Sec Trading Hrs p/m:0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Christopher Riggs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

Columbia Southern University

Bachelor of Business Administration - International Finance

2016

Experience

Current

July 9, 2024 - Present

BASE WEALTH MANAGEMENT

Office #1: 7301 Merchant Court Suite A, Lakewood Ranch, FL 34240
RIA
CRD#: 321991
Lakewood Ranch, FL
Past

May 31, 2019 - July 3, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
JACKSONVILLE, FL
Past

January 9, 2017 - July 3, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(7/9/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/9/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/17/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/9/2017
General Securities Representative Examination

Current Firm

BW
BASE WEALTH MANAGEMENT
BASE WEALTH MANAGEMENT | BASE WEALTH MANAGEMENT, LLC | BASE WEALTH MANAGEMENT LLC

CRD#: 321991 / SEC#: 801-126672

RIA
Registered Investment Advisory firm - (9/30/2022 Approved)
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Contact information

Main Address
7301 Merchant Court Suite A, Lakewood Ranch, FL 34240
Mailing Address
Phone number
(941) 203-6040
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BASE WEALTH MANAGEMENT BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts1,931
AUM (Assets Under Management)$ 269,917,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASE WEALTH MANAGEMENT

Benefits & Planning Consultant, Executive ServicesCRD#: 321991Lakewood Ranch, FL 34240

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