Bruce E. Dickes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Elliot Dickes was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1973. Bruce had worked at 5 firms and has passed the Series 63, Series 6, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2007 - August 30, 2012
FB ADVISORS, INC.
November 7, 1985 - March 14, 1990
LOCUST STREET SECURITIES, INC.
January 12, 1984 - March 11, 1985
AMICABLE EQUITY SALES CORPORATION
January 25, 1977 - January 29, 1979
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 23, 1973 - September 12, 1974
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/13/1973
Registered Representative ExaminationCurrent Firm
FB ADVISORS, INC.
CRD#: 144488 / SEC#:
Contact information
Red Flags
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