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Devon A. Scarlett

Devon A. Scarlett

SCHWAB WEALTH ADVISORY | Planning Consultant
Jersey City, NJ 07302
Some features on this profile are disabled
CRD#: 6734476
Devon A. Scarlett

Professional summary

Devon A. Scarlett, who also goes by Devon Anthony Scarlett, Devon A. Scarlett II, Devon Anthony Scarlett Ii, Devon Scarlett, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Jersey City, New Jersey and CHARLES SCHWAB & CO., INC. located in Jersey City, New Jersey.

Devon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Devon has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

As a Planning Consultant at Fidelity Investments, I partner with Financial Consultants to help clients work towards their financial goals. My focus is to serve clients through holistic financial planning. I strive to understand who the client is, their goals, and the ways we can support them through their life's journey.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Devon Anthony Scarlett | Devon A. Scarlett Ii | Devon Anthony Scarlett Ii | Devon Scarlett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devon A. Scarlett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Monmouth University

Master of Business Administration (MBA) - General

2016

Bard College

Bachelor of Arts (BA) - Human Rights, Economics

2014

Experience

Current

February 17, 2026 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 30 Hudson Street, Jersey City, NJ 07302
RIA
CRD#: 159035
Jersey City, NJ
Current

February 14, 2026 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 30 Hudson Street Floor 23, Jersey City, NJ 07302
RIA
BD
CRD#: 5393
Jersey City, NJ
Past

March 31, 2025 - February 11, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BRIDGEWATER, NJ
Past

April 23, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BRIDGEWATER, NJ
Past

March 31, 2021 - February 11, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BRIDGEWATER, NJ
Past

November 9, 2020 - March 12, 2021

KUBHERA ENTERPRISES LLC

RIA
CRD#: 151619
PRINCETON, NJ
Past

April 2, 2018 - October 17, 2019

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
PARSIPPANY, NJ
Past

March 27, 2018 - October 17, 2019

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
PARSIPPANY, NJ
Past

March 1, 2017 - May 16, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(2/14/2026)
IAR
New Jersey
(2/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/26/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/17/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

Planning ConsultantCRD#: 159035Jersey City, NJ 07302

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Contact information

(xxx) xxx-xxxx

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