Robert M. Dickerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Martin Dickerson was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 9 firms and has passed the Series 63, Series 7, PC, Series 1, Series 000 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1991 - November 5, 1991
REDWOOD SECURITIES GROUP, INC.
September 7, 1985 - June 24, 1988
SUTRO & CO. INCORPORATED
January 4, 1978 - August 19, 1985
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
April 7, 1977 - February 6, 1978
DREXEL BURNHAM LAMBERT INCORPORATED
September 30, 1976 - August 16, 1977
STERN, FRANK, MEYER & FOX, INCORPORATED
March 23, 1976 - November 13, 1976
DEAN WITTER & CO. INCORPORATED
August 6, 1973 - January 4, 1976
JOSEPH SEBAG INCORPORATED
October 16, 1972 - September 6, 1975
SNODGRASS & CO
November 25, 1969 - November 13, 1972
FREDRICK GREGORY & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 3/10/1978
AMEX Put and Call ExamSeries 1
Date: 6/4/1972
Registered Representative ExaminationSeries 000
Date: 10/10/1966
General Securities Principal ExaminationCurrent Firm
REDWOOD SECURITIES GROUP, INC.
CRD#: 27536 / SEC#: , 8-43182
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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