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KW

Karyn L. Williams

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CRD#: 6734294
KW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Karyn Leigh Williams, who also goes by Karyn Leigh Willams, Karyn Leigh Williams, was a registered financial professional .

Karyn is a previously registered financial professional and started their career in finance in 2018. Karyn had worked at 1 firm and has passed the Series 65 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Karyn Leigh Willams | Karyn Leigh Williams

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Zurich Global Investment Management, Inc., Regional Investment Manager of North America, 09/2021 to present. Dr. Williams is responsible for implementing the strategic and tactical allocation of financial assets in the US and Canada for Zurich North America. This is a full-time role that does not conflict with the advisory work required for the clients of Hightree Advisors. Hightree Group, LLC. Located in Santa Monica, CA, a non-investment related business, 09/2019 to present. Dr. Williams owns Hightree Group, which contracts educational/teaching services for clients on general investment topics. Dr. Williams spends no time during securities trading hours on this business.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 24, 2018 - March 22, 2025

HIGHTREE ADVISORS, LLC

RIA
CRD#: 296340
SANTA MONICA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/14/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 2/27/2017
National Commodity Futures Examination

Current Firm


HA
HIGHTREE ADVISORS, LLC
HIGHTREE ADVISORS, LLC

CRD#: 296340 / SEC#:

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Contact information


Main Address
100 Wilshire Boulevard Suite 700, Santa Monica, CA 90401
Mailing Address
Phone number
(310) 491-4854
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HIGHTREE ADVISORS, LLC

CRD#: 296340

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