DN
Dominic Nicosia
EAGLE EQUITY HOLDINGS
Cape Coral, FL 33909
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CRD#: 6734065
DN
Professional summary
Dominic Nicosia is a registered financial advisor currently at EAGLE EQUITY HOLDINGS, LLC located in Cape Coral, Florida.
Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dominic has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dominic Nicosia is actively engaged in Nicosia Consulting International LLC, DBA Nicosia Contracting International, a non-investment business. Time spent is approximately 75-80% per week.
CRS (Client Relationship Summary) - RIA
Click below to view Dominic Nicosia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2018 - Present
EAGLE EQUITY HOLDINGS, LLC
Office #1: 1706 Ne 10th Terrace Suite 1, Cape Coral, FL 33909RIA
CRD#: 285806
Cape Coral, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/17/2018)
IAR
Florida(8/16/2018)
Current Firm
EE
EAGLE EQUITY HOLDINGS, LLC
EAGLE EQUITY HOLDINGS, LLC
CRD#: 285806 / SEC#: 802-108794
California
Registered Investment Advisory firm - (8/17/2018 Approved)Florida
Registered Investment Advisory firm - (8/16/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1706 Ne 10th Terrace Suite 1, Cape Coral, FL 33909
Mailing Address
Phone number
(732) 233-7358
Established
Firm type
Fiscal year end
# of Employees
2
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/24/2018 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE EQUITY HOLDINGS, LLC
CRD#: 285806Cape Coral, FL 33909TRUST BUT VERIFY
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