Eric S. Walter

SPRAKER WEST WEALTH MANAGEMENT,

Winter Park, FL 32789

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CRD#: 6733515

Professional summary

Eric S Walter, CFP® is a registered financial advisor currently at SPRAKER WEST WEALTH MANAGEMENT, INC located in Winter Park, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Eric has worked at 2 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric S Walter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 13, 2023 - Present

SPRAKER WEST WEALTH MANAGEMENT, INC

Office #1: 334 W. Morse Blvd., Winter Park, FL 32789

RIA

CRD#: 147075

Winter Park, FL

Past

September 25, 2017 - November 30, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPRAKER WEST WEALTH MANAGEMENT, INC

SPRAKER WEALTH MANAGEMENT INC | SPRAKER WEST WEALTH MANAGEMENT, INC

CRD#: 147075 / SEC#: 801-69187

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/5/2023)

IAR

Texas
(11/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 11/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/25/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SPRAKER WEST WEALTH MANAGEMENT, INC

SPRAKER WEALTH MANAGEMENT INC | SPRAKER WEST WEALTH MANAGEMENT, INC

CRD#: 147075 / SEC#: 801-69187

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

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Contact information

Main Address

334 W. Morse Blvd., Winter Park, FL 32789

Mailing Address

Phone number

(407) 478-7899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPRAKER WEST WEALTHMANAGMENT BROCHURE MARCH-2025 (2/18/2026)

Regulatory assets under management

Total Number of Accounts	474
AUM (Assets Under Management)	$ 265,323,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric S. Walter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric S Walter's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRAKER WEST WEALTH MANAGEMENT, INC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

SPRAKER WEST WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

SIE

Date: 11/30/2017

Series 6

Date: 9/25/2017

Current Firm

SPRAKER WEST WEALTH MANAGEMENT, INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPRAKER WEST WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

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