Valerie R. Wakefield

SUMMA GLOBAL ADVISORS

Clackamas, OR 97015

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CRD#: 6733356

Professional summary

Valerie Ruth Wakefield is a registered financial advisor currently at SUMMA GLOBAL ADVISORS, LLC located in Clackamas, Oregon.

Valerie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Valerie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Valerie Ruth Wakefield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2016 - Present

SUMMA GLOBAL ADVISORS, LLC

Office #1: 12901 Se 97th Ave Suite 390, Clackamas, OR 97015

RIA

CRD#: 148713

Clackamas, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMA GLOBAL ADVISORS, LLC

CRD#: 148713 / SEC#: 801-71249

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

Oregon

Registered Investment Advisory firm - (4/13/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/10/2022)

IAR

Hawaii
(9/16/2024)

IAR

Oregon
(12/1/2016)

IAR

Texas
(11/14/2022)

IAR

Washington
(12/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2016

Uniform Investment Adviser Law Examination

Current Firm

SUMMA GLOBAL ADVISORS, LLC

CRD#: 148713 / SEC#: 801-71249

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

Oregon

Registered Investment Advisory firm - (4/13/2010 Terminated)

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Contact information

Main Address

12901 Se 97th Ave Suite 390, Clackamas, OR 97015

Mailing Address

Phone number

(503) 636-2022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGA ADV PART 2A BROCHURE (4/9/2025)

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 140,082,192

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Valerie R. Wakefield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Valerie Ruth Wakefield's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMA GLOBAL ADVISORS, LLC

Primary Firm SEC Registration

SUMMA GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2016

Current Firm

SUMMA GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMA GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

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