David J. Boldger
Professional summary
David John Boldger, who also goes by Dave Boldger, is a registered financial professional currently at HINES PRIVATE WEALTH SOLUTIONS LLC located in Houston, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 2017. David has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Boldger's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
HINES PRIVATE WEALTH SOLUTIONS LLC
Office #1: 845 Texas Avenue Suite 3300, Houston, TX 77002May 16, 2023 - September 5, 2024
VOYA INVESTMENT MANAGEMENT CO. LLC
May 16, 2023 - September 5, 2024
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 14, 2020 - April 14, 2023
INVESCO ADVISERS, INC.
January 14, 2020 - April 14, 2023
INVESCO DISTRIBUTORS, INC.
July 2, 2019 - January 9, 2020
J.P. MORGAN SECURITIES LLC
July 1, 2019 - January 9, 2020
J.P. MORGAN SECURITIES LLC
June 9, 2017 - April 16, 2019
EDWARD JONES
February 8, 2017 - April 16, 2019
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
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(10/1/2024)
(11/18/2024)
(10/1/2024)
Exams
FINRA
Current Firm
HINES PRIVATE WEALTH SOLUTIONS LLC
CRD#: 128145 / SEC#: , 8-66096
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HINES RETAIL SECURITIES LLC | OWNER | |
| CARUSO, JOHN ARMOND | MANAGING DIRECTOR, MANAGER | 5524146 |
| FERRARO, PAUL JAMES | SENIOR MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH SOLUTIONS, MANAGER, CEO | 2479671 |
| FOGG, RICHARD MATTHEW JR | MANAGING DIRECTOR - SHAREHOLDER SERVICES AND OPERATIONS; ANTI-MONEY LAUNDERING COMPLIANCE OFFICER; SECRETARY AND TREASURER | 2669807 |
| HILL, LERONICA CARRIETTA | CHIEF COMPLIANCE OFFICER; EXECUTIVE REPRESENTATIVE; ASSISTANT SECRETARY | 4936282 |
| HUSSEIN, SHAUN R | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5193143 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
HINES PRIVATE WEALTH SOLUTIONS LLC
CRD#: 128145Houston, TX 77002TRUST BUT VERIFY
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