Nathan Larrivee

EAGLEBROOK ADVISORS

NEW YORK, NY 10013

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CRD#: 6732816

Professional summary

Nathan Larrivee, who also goes by Nathan D Larrivee, is a registered financial advisor currently at EAGLEBROOK ADVISORS located in New York, New York.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nathan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Nathan D Larrivee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Larrivee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2026 - Present

EAGLEBROOK ADVISORS

Office #1: 205 Hudson Street, New York, NY 10013

RIA

CRD#: 304438

NEW YORK, NY

Past

January 31, 2023 - March 8, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Phoenix, AZ

Past

November 16, 2021 - November 29, 2022

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

September 24, 2021 - November 12, 2021

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

January 12, 2017 - May 11, 2020

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLEBROOK ADVISORS

EAGLEBROOK ADVISORS | KING CAPITAL PARTNERS | EAGLEBROOK ADVISORS, INC.

CRD#: 304438 / SEC#: 801-122813

RIA

Registered Investment Advisory firm - (12/7/2021 Approved)

California

Registered Investment Advisory firm - (1/14/2022 Terminated)

Maryland

Registered Investment Advisory firm - (12/16/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (12/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/24/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/12/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLEBROOK ADVISORS

EAGLEBROOK ADVISORS | KING CAPITAL PARTNERS | EAGLEBROOK ADVISORS, INC.

CRD#: 304438 / SEC#: 801-122813

RIA

Registered Investment Advisory firm - (12/7/2021 Approved)

California

Registered Investment Advisory firm - (1/14/2022 Terminated)

Maryland

Registered Investment Advisory firm - (12/16/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (12/23/2021 Terminated)

PREMIUM

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Contact information

Main Address

205 Hudson Street 7th Floor, New York, NY 10013

Mailing Address

Phone number

(786) 807-7374

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 FORM CRS (10/29/2025)

MARCH 2025 FORM ADV PART 2 (10/29/2025)

Regulatory assets under management

Total Number of Accounts	991
AUM (Assets Under Management)	$ 350,185,986

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan Larrivee

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Larrivee's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

ALPS DISTRIBUTORS, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

NATIXIS DISTRIBUTION, LLC

Primary Firm SEC Registration

EAGLEBROOK ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2026

Series 63

Date: 4/1/2017

SIE

Date: 10/1/2018

Series 7

Date: 7/24/2017

Series 6

Date: 1/12/2017

Current Firm

EAGLEBROOK ADVISORS

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLEBROOK ADVISORS

TRUST BUT VERIFY

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