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MF

Michelle R. Francis

LIFE STORY FINANCIAL
Arvada, CO
Some features on this profile are disabled
CRD#: 6732786
MF

Professional summary

Michelle Rene Francis, who also goes by Michelle Moffett, Michelle Thornton, is a registered financial advisor currently at LIFE STORY FINANCIAL located in Arvada, Colorado.

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michelle has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michelle Moffett | Michelle Thornton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Rene Francis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2022 - Present

LIFE STORY FINANCIAL

RIA
CRD#: 319662
Arvada, CO
Past

August 25, 2020 - May 31, 2022

WESTERN WEALTH MANAGEMENT LLC

RIA
CRD#: 283545
Golden, CO
Past

August 25, 2020 - June 16, 2022

LPL FINANCIAL LLC

BD
CRD#: 6413
GOLDEN, CO
Past

August 26, 2019 - March 4, 2022

PBS WEALTH MANAGEMENT CONSULTANTS

RIA
CRD#: 113188
ARVADA, CO
Past

March 26, 2018 - August 26, 2020

OSAIC WEALTH, INC.

RIA
CRD#: 23131
ARVADA, CO
Past

November 30, 2017 - August 26, 2020

OSAIC WEALTH, INC.

BD
CRD#: 23131
ARVADA, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(5/27/2022)
IAR
District of Columbia
(9/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/23/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/30/2017
General Securities Representative Examination

Current Firm

LS
LIFE STORY FINANCIAL
LIFE STORY FINANCIAL | LIFE STORY FINANCIAL, LLC

CRD#: 319662 / SEC#:

Colorado
Registered Investment Advisory firm - (5/27/2022 Approved)
District of Columbia
Registered Investment Advisory firm - (9/17/2024 Approved)
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Contact information

Main Address
Arvada, CO
Mailing Address
Phone number
(720) 307-8901
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts40
AUM (Assets Under Management)$ 4,656,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFE STORY FINANCIAL

CRD#: 319662Arvada, CO

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