Kimberly M. Kuhlman

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CRD#: 6732247

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kimberly Marie Kuhlman, who also goes by Kimberly Marie Turk, was a registered financial professional .

Kimberly is a previously registered financial professional and started their career in finance in 2019. Kimberly had worked at 2 firms and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Kimberly Marie Turk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 5, 2021 - October 26, 2023

RODGERS BROTHERS, INC.

CRD#: 16197

HARMONY, PA

Past

October 28, 2019 - April 6, 2021

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

CRD#: 36155

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RODGERS BROTHERS, INC.

MONONGAHELA CAPITAL MANAGEMENT | RODGERS BROTHERS, INC. | MONONGAHELA CAPITAL MANAGEMENT INC.

CRD#: 16197 / SEC#: 801-61034, 8-33475

RIA

Registered Investment Advisory firm - SEC (4/23/2002 Approved)

Terminated by SEC on 12/01/2023

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Principal/Supervisory Exam

Series 27

Date: 10/28/2019

Financial and Operations Principal Examination

Current Firm

RODGERS BROTHERS, INC.

MONONGAHELA CAPITAL MANAGEMENT | RODGERS BROTHERS, INC. | MONONGAHELA CAPITAL MANAGEMENT INC.

CRD#: 16197 / SEC#: 801-61034, 8-33475

RIA

Registered Investment Advisory firm - SEC (4/23/2002 Approved)

Terminated by SEC on 12/01/2023

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Contact information

Main Address

223 Mercer Street, Harmony, PA 16037

Mailing Address

Phone number

(724) 473-4003

Established

Pennsylvania since 01/24/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RODGERS BROTHERS INC. ADV PART 2 BROCHURE (3/25/2025)

Direct owners and executive officers

Name	Position	CRD#
RODGERS, MARK	PRESIDENT, PRINCIPAL FINANCIAL OFFICER	865696
RODGERS, DENISE RYAN	CHIEF COMPLIANCE OFFICER	2766807

Regulatory assets under management

Total Number of Accounts	1,075
AUM (Assets Under Management)	$ 964,724,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly M. Kuhlman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RODGERS BROTHERS, INC.

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

Primary Firm SEC Registration

RODGERS BROTHERS, INC.

State Registrations and Notice Filings

Exams

Series 27

Date: 10/28/2019

Current Firm

RODGERS BROTHERS, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

RODGERS BROTHERS, INC.

TRUST BUT VERIFY

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