Andrew T. Peters

GOLDSTEIN ADVISORS

Madison, WI 53717

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CRD#: 6731901

Professional summary

Andrew T Peters, who also goes by Andrew Thomas Peters, is a registered financial advisor currently at GOLDSTEIN ADVISORS, LLC located in Madison, Wisconsin.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andrew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Thomas Peters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*** Glaciers Edge Council, Boy Scouts of America; Position: Treasurer; Nature: Treasurer for Glaciers Edge Council, Boy Scouts of America; Investment Related: No; Hours: 10; Securities Trading Hours: 0; Start Date: 01/01/2019; Address: 5846 Manufacturers Dr, Madison WI 53704; volunteer position.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew T Peters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2022 - Present

GOLDSTEIN ADVISORS, LLC

Office #1: 1241 John Q Hammons Dr Suite 302, Madison, WI 53717

RIA

CRD#: 323125

Madison, WI

Past

February 16, 2022 - December 1, 2022

ARBOR POINT ADVISORS

RIA

CRD#: 165127

MIDDLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/7/2022

Uniform Investment Adviser Law Examination

Current Firm

GOLDSTEIN ADVISORS, LLC

CRD#: 323125 / SEC#: 801-126612

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

1241 John Q Hammons Dr Suite 302, Madison, WI 53717

Mailing Address

Phone number

(608) 831-3230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GOLDSTEIN ADVISORS, LLC ADV BROCHURE (9/3/2025)

Regulatory assets under management

Total Number of Accounts	3,623
AUM (Assets Under Management)	$ 943,408,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew T. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew T Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDSTEIN ADVISORS, LLC

ARBOR POINT ADVISORS

Primary Firm SEC Registration

GOLDSTEIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/7/2022

Current Firm

GOLDSTEIN ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLDSTEIN ADVISORS, LLC

TRUST BUT VERIFY

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