MS
Mitchell L. Struthers
DESMOND WEALTH MANAGEMENT
Walnut Creek, CA 94596
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CRD#: 6731804
MS
Professional summary
Mitchell Littlejohn Struthers is a registered financial advisor currently at DESMOND WEALTH MANAGEMENT, INC. located in Walnut Creek, California.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mitchell has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sole Proprietor Tax & Consulting and CPA Services Business is not investment related Address: Residential address listed in Item 11 Type of business: Tax & Consulting and CPA Services Title: CPA Start Date: October, 2021 Number of hours: 10 - None during securities trading hours. 2) Struthers Family Operating Company LLC Business is not investment related Address: Residential address listed in Item 11 Type of business: Real Estate Rental Title: CFO Start Date: January, 2001 Number of hours: 10 - None during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Littlejohn Struthers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2017 - Present
DESMOND WEALTH MANAGEMENT, INC.
Office #1: 1850 Mt. Diablo Boulevard Suite 335, Walnut Creek, CA 94596RIA
CRD#: 118200
Walnut Creek, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DESMOND WEALTH MANAGEMENT, INC.
DESMOND WEALTH MANAGEMENT, INC.
CRD#: 118200 / SEC#: 801-130455
RIA
Registered Investment Advisory firm - (7/10/2024 Approved)California
Registered Investment Advisory firm - (8/10/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/4/2017)
Exams
Current Firm
DW
DESMOND WEALTH MANAGEMENT, INC.
DESMOND WEALTH MANAGEMENT, INC.
CRD#: 118200 / SEC#: 801-130455
RIA
Registered Investment Advisory firm - (7/10/2024 Approved)California
Registered Investment Advisory firm - (8/10/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1850 Mt. Diablo Boulevard Suite 630, Walnut Creek, CA 94596
Mailing Address
Phone number
(925) 932-1994
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 124,449,738 |
Red Flags
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Company Information
DESMOND WEALTH MANAGEMENT, INC.
CRD#: 118200Walnut Creek, CA 94596TRUST BUT VERIFY
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