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Jonathan B. Spencer
SIGNET PRIVATE WEALTH
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6731276
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Professional summary
Jonathan Bruce Spencer, who also goes by Spencer Bruce Jonathan, is a registered financial advisor currently at SIGNET PRIVATE WEALTH, LLC located in Chicago, Illinois.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jonathan has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Spencer Bruce Jonathan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Trustee, Grace S. Spencer Trust, his wife's trust. Investment-related. 0N155 Windermere Road, Unit 1006, Winfield, IL 60190 (home). Start date: September 2016. 5 hours/month during securities trading hours. Manage wife's trust's portfolios. Chief Financial Officer & Director, Medinah Road Development Co. LLC,804 Roberts Road, Barrington, IL 60010. Real estate development (not investment related). Start date: October 2016. 3 hours per month total (during securities trading hours). Prepare financial statements, oversee accounting, assess property parcel acquisitions. Managing Member, Twende Investments, LLC; Chicago, IL; Holding company for Signet Private Wealth LLC; Investment related; Start date 01/2017; 40 hours/month; Sole member, provides financial modeling services.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Bruce Spencer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2018 - Present
SIGNET PRIVATE WEALTH, LLC
Office #1: 150 S Wacker Drive Suite 2400, Chicago, IL 60606RIA
CRD#: 290029
Chicago, IL
Past
March 8, 2017 - November 30, 2017
LICCAR SECURITIES, LLC
BD
CRD#: 151034
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SIGNET PRIVATE WEALTH, LLC
SIGNET PRIVATE WEALTH, LLC | TWENDE PRIVATE WEALTH | TWENDE INVESTMENT GROUP | TWENDE ASSET MANAGEMENT LLC
CRD#: 290029 / SEC#: 801-128034
RIA
Registered Investment Advisory firm - (5/25/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/2/2018)
IAR
Texas(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SIGNET PRIVATE WEALTH, LLC
SIGNET PRIVATE WEALTH, LLC | TWENDE PRIVATE WEALTH | TWENDE INVESTMENT GROUP | TWENDE ASSET MANAGEMENT LLC
CRD#: 290029 / SEC#: 801-128034
RIA
Registered Investment Advisory firm - (5/25/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 S Wacker Drive Suite 2400, Chicago, IL 60606
Mailing Address
Phone number
(312) 796-7546
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 172,677,757 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
