Juan J. Soza

VICTORY FINANCIAL

Godley, TX 76044

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CRD#: 6731209

Professional summary

Juan Jaime Soza Jr, who also goes by Juan Jaime Soza Jr, Juan Jaime Soza, is a registered financial advisor currently at VICTORY FINANCIAL located in Godley, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Juan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan Jaime Soza Jr | Juan Jaime Soza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Jaime Soza Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2025 - Present

VICTORY FINANCIAL

Office #1: 7701 Sh-171 Ste E, Godley, TX 76044

RIA

CRD#: 324943

Godley, TX

Past

January 8, 2018 - December 23, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

GODLEY, TX

Past

March 15, 2017 - December 23, 2025

EQUITABLE ADVISORS, LLC

CRD#: 6627

GODLEY, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTORY FINANCIAL

CRD#: 324943 / SEC#: 801-127385

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/6/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2017

General Securities Representative Examination

Current Firm

VICTORY FINANCIAL

CRD#: 324943 / SEC#: 801-127385

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

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Contact information

Main Address

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730

Mailing Address

Phone number

(512) 763-7671

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR VICTORY FINANCIAL GROUP LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	4,210
AUM (Assets Under Management)	$ 687,641,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Juan J. Soza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Jaime Soza Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

VICTORY FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2017

Series 63

Date: 4/6/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/15/2017

Current Firm

VICTORY FINANCIAL

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTORY FINANCIAL

TRUST BUT VERIFY

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