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AG

Aaron M. Garcia

KWB WEALTH
Redlands, CA 92374
Some features on this profile are disabled
CRD#: 6730929
AG

Professional summary

Aaron Mathew Garcia, who also goes by Aaron M Garcia, Aaron Garcia, is a registered financial advisor currently at KWB WEALTH located in Redlands, California and LPL FINANCIAL LLC located in Redlands, California.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Aaron has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Aaron M Garcia | Aaron Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Mathew Garcia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2025 - Present

KWB WEALTH

Office #1: 1782 Orange Tree Lane, Redlands, CA 92374
RIA
CRD#: 300921
Redlands, CA
Current

October 31, 2025 - Present

LPL FINANCIAL LLC

Office #1: 1782 Orange Tree Lane, Redlands, CA 92374
RIA
BD
CRD#: 6413
Redlands, CA
Past

November 14, 2024 - October 3, 2025

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
IRVINE, CA
Past

November 14, 2024 - October 3, 2025

LPL ENTERPRISE, LLC

BD
CRD#: 8733
IRVINE, CA
Past

April 26, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
IRVINE, CA
Past

April 20, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
IRVINE, CA
Past

November 21, 2022 - February 14, 2023

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KWB WEALTH
KWB WEALTH

CRD#: 300921 / SEC#: 801-118740

RIA
Registered Investment Advisory firm - (5/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/31/2025)
IAR
California
(11/20/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/26/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/21/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/24/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

KW
KWB WEALTH
KWB WEALTH

CRD#: 300921 / SEC#: 801-118740

RIA
Registered Investment Advisory firm - (5/15/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1782 Orange Tree Lane, Redlands, CA 92374
Mailing Address
Phone number
(909) 307-8220
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/11/2026)

Regulatory assets under management

Total Number of Accounts3,280
AUM (Assets Under Management)$ 1,234,634,396

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KWB WEALTH

CRD#: 300921Redlands, CA 92374

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