Mark W. Stern
Professional summary
Mark William Stern, who also goes by Mark W Stern, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in Miami, Florida.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2019. Mark has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark William Stern's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2023 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 701 Brickell Ave Suite 2300, Miami, FL 33131March 21, 2024 - July 16, 2026
ATHENE SECURITIES, LLC
January 31, 2020 - May 3, 2023
GOLDMAN SACHS & CO. LLC
August 10, 2019 - December 24, 2019
CHARLES SCHWAB & CO., INC.
March 8, 2019 - December 24, 2019
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/8/2019
General Securities Representative ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO GLOBAL SECURITIES INTERMEDIATE, L.P. | SOLE MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
