Nicholas J. Eggert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Justin Eggert, CFP®, who also goes by Nicholas J Eggert, Nick Justin Eggert, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2017. Nicholas had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2026 - August 17, 2026
DOMAIN MONEY ADVISORS, LLC
November 7, 2022 - April 20, 2026
FACET
June 18, 2019 - April 6, 2022
ROBERT W. BAIRD & CO. INCORPORATED
November 12, 2018 - April 6, 2022
ROBERT W. BAIRD & CO. INCORPORATED
June 2, 2017 - November 13, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
DOMAIN MONEY ADVISORS, LLC
CRD#: 316434 / SEC#: 801-122828
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/25/2019
General Securities Representative ExaminationCurrent Firm
DOMAIN MONEY ADVISORS, LLC
CRD#: 316434 / SEC#: 801-122828
Contact information
SEC notice filing (31 States and Territories)
Documents
Red Flags
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