Alex C Lapiana
Professional Summary
Alex C Lapiana, who also goes by Alex Lapiana, was a registered financial advisor. Alex was a previously registered financial professional and started their career in finance 2017 - 2018. Alex had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alex Lapiana
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
CHIRON CAPITAL LLC | WEISSER, JOHNSON & CO. CAPITAL CORPORATION | WEISSER JOHNSON CAPITAL LP | WEISSER JOHNSON CAPITAL LLC | LEECAM ADVISORS LLC | CHIRON SECURITIES LLC
Contact Information
Main Address
1301 Mckinney Suite 2800, Houston, TX 77010Mailing Address
1301 Mckinney Suite 2800, Houston, TX 77010Phone Number
(713) 929-9080Established
Delaware since 01/10/1992Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Dec 2017About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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