Katherine L. Sanders

FOSTER VICTOR

Greenville, SC 29601

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CRD#: 6727868

Professional summary

Katherine Leigh Sanders, who also goes by Katie Sanders, is a registered financial advisor currently at FOSTER VICTOR located in Greenville, South Carolina.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Katherine has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katie Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NAME:KATHERINE L SANDERS; INV RELATED:NO; NATURE:NOTARY PUBLIC - NOTARIZE DOCUMENTS; POSITION:NOTARY PUBLIC; START DATE:10/20/2017; HOURS/MONTH:2; TRADING HOURS/MONTH:2; DUTIES: NOTARY PUBLIC - NOTARIZE DOCUMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Leigh Sanders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2022 - Present

FOSTER VICTOR

Office #1: 10 Toy Street Suite 200, Greenville, SC 29601

RIA

CRD#: 283656

Greenville, SC

Past

September 29, 2017 - March 22, 2021

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Greenville, SC

Past

April 28, 2017 - October 6, 2017

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

GREENVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOSTER VICTOR

BEN ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS | FOSTER VICTOR

CRD#: 283656 / SEC#: 801-107775

RIA

Registered Investment Advisory firm - (5/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(3/31/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/28/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FOSTER VICTOR

BEN ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS, LLC | FOSTER VICTOR WEALTH ADVISORS | FOSTER VICTOR

CRD#: 283656 / SEC#: 801-107775

RIA

Registered Investment Advisory firm - (5/4/2016 Approved)

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Contact information

Main Address

10 Toy Street Suite 200, Greenville, SC 29601

Mailing Address

Phone number

(864) 720-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (6/3/2025)

Regulatory assets under management

Total Number of Accounts	5,795
AUM (Assets Under Management)	$ 2,153,072,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Katherine L. Sanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Leigh Sanders's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

CAPITAL INVESTMENT GROUP, INC.

Primary Firm SEC Registration

FOSTER VICTOR

State Registrations and Notice Filings

Exams

Series 65

Date: 2/27/2018

Series 63

Date: 6/3/2017

SIE

Date: 10/1/2018

Series 6

Date: 4/28/2017

Current Firm

FOSTER VICTOR

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOSTER VICTOR

TRUST BUT VERIFY

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