Kathryn L. Curtis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Leigh Curtis, who also goes by Kathryn Leigh Thomas, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 2017. Kathryn had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2023 - August 7, 2024
LIGHTSTONE WEALTH PLANNING SOLUTIONS, LLC
January 6, 2017 - July 24, 2018
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
LIGHTSTONE WEALTH PLANNING SOLUTIONS, LLC
CRD#: 324071 / SEC#:
Contact information
Red Flags
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