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MV

Marvel Vazquez Fleitas

SAFRA SECURITIES LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 6727633
MV

Professional summary

Marvel Vazquez Fleitas is a registered financial professional currently at SAFRA SECURITIES LLC located in Miami, Florida.

Marvel is registered as a RR (Registered Representative) and started their career in finance in 2017. Marvel has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marvel Vazquez Fleitas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2024 - Present

SAFRA SECURITIES LLC

Office #1: 1221 Brickell Avenue Suite 500, Miami, FL 33131
BD
CRD#: 47873
Miami, FL
Past

July 22, 2021 - September 24, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
Miami, FL
Past

May 12, 2021 - July 27, 2021

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
MIAMI, FL
Past

April 30, 2021 - September 24, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Miami, FL
Past

July 17, 2020 - April 23, 2021

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
BOCA RATON, FL
Past

June 5, 2020 - April 23, 2021

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA
CRD#: 8361
BOCA RATON, FL
Past

February 22, 2017 - December 21, 2017

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
Sunrise, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(10/2/2024)
RR
Florida
(10/2/2024)
RR
Massachusetts
(5/12/2025)
RR
New York
(10/2/2024)
RR
North Carolina
(10/2/2024)
RR
Wyoming
(10/2/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/23/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/17/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/21/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/22/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SAFRA SECURITIES LLC
SAFRA SECURITIES CORPORATION | SAFRA SECURITIES LLC

CRD#: 47873 / SEC#: , 8-51935

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
546 Fifth Ave, New York, NY 10036
Mailing Address
546 Fifth Ave, New York, NY 10036
Phone number
(212) 704-5500
Established
Delaware since 12/31/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAFRA NATIONAL BANK OF NEW YORKSOLE SHAREHOLDER
BONFIM, CARLOS CESAR BERTACODIRECTOR
COLOMBO, RAFAELODIRECTOR6054935
DIBIASI, ANTHONYFINOP6435706
GRUNWALD, MARK STEVENDIRECTOR & PRESIDENT3262204
JAVIER, SIGMUND PETERDIRECTOR6002619
MCCARTHY, GERARD THOMASCHIEF COMPLIANCE OFFICER3121615
MORATO, SIMONI PASSOSDIRECTOR5568481
OSWALD, THOMAS FRANCISCHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER1828798
YOU, SANG MIN JIMMYCHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER6693855

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAFRA SECURITIES LLC

CRD#: 47873Miami, FL 33131

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