Erik K. Lachaga

RX WEALTH MANAGEMENT

Kennewick, WA

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CRD#: 6727490

Professional summary

Erik Kurt Lachaga, who also goes by Erik K Lachaga, Erik Lachaga, is a registered financial advisor currently at RX WEALTH MANAGEMENT located in Kennewick, Washington.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Erik has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik K Lachaga | Erik Lachaga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Kurt Lachaga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2024 - Present

RX WEALTH MANAGEMENT

RIA

CRD#: 326737

Kennewick, WA

Past

October 5, 2020 - June 25, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SALT LAKE CITY, UT

Past

August 17, 2020 - June 25, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

SALT LAKE CITY, UT

Past

March 25, 2020 - May 12, 2020

EVERSPIRE

RIA

CRD#: 222515

MIDVALE, UT

Past

November 14, 2016 - April 18, 2018

EVERSPIRE

RIA

CRD#: 222515

SANDY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/1/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/3/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/4/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/26/2020

Securities Industry Essentials Examination

Current Firm

RX WEALTH MANAGEMENT

RX WEALTH MANAGEMENT | RX WEALTH MANAGEMENT, LLC

CRD#: 326737 / SEC#:

Washington

Registered Investment Advisory firm - (1/9/2024 Approved)

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Contact information

Main Address

Kennewick, WA

Mailing Address

Phone number

(801) 819-5510

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik K. Lachaga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Kurt Lachaga's CRS (Customer Relationship Summary).

Certified licenses

Experience

RX WEALTH MANAGEMENT

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EVERSPIRE

EVERSPIRE

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/2020

Series 65

Date: 11/3/2016

Series 7TO

Date: 8/4/2020

SIE

Date: 6/26/2020

Current Firm

RX WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

RX WEALTH MANAGEMENT

TRUST BUT VERIFY

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