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David Scott Walker

AUSTIN ASSET
AUSTIN, TX
·CRD# 6727111·9 years experience

Professional Summary

David Scott Walker is a registered financial advisor currently at AUSTIN ASSET located in Austin, Texas. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. David has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

AUSTIN ASSET·CRD# 105441
RIA
7200 N. Mopac, Suite 315, Austin, TX 78731
August 19, 2026 - Present
TD AMERITRADE, INC.·CRD# 7870
RIA
Austin, TX
May 10, 2022 - October 14, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Austin, TX
May 10, 2022 - September 7, 2023
TD AMERITRADE, INC.·CRD# 7870
BD
Austin, TX
May 10, 2022 - July 29, 2024
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Austin, TX
December 5, 2020 - May 31, 2025
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Austin, TX
May 15, 2017 - May 31, 2025

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Current Firm

AUSTIN ASSET
AUSTIN ASSET

AUSTIN ASSET | JHM CONSULTING, INC. IS NEW FULL LEGAL NAME | JHM CONSULTING, INC. | AUSTIN ASSET MANAGEMENT CO

CRD#: 105441 / SEC#: 801-32217
RIA
Registered Investment Advisory firm - SEC (6/9/1988 Approved)

Contact Information

Main Address

7200 N. Mopac, Suite 315, Austin, TX 78731

Phone Number

(512) 453-6622

# of Employees

21

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FEBRUARY 2026 (2/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,974

AUM (Assets Under Management)

$1,871,758,998

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
01/26/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BLOG-WALKERWISDOM.COM, ADDRESS: 13401 GALLERIA CIRCLE APT 135/AUSTIN/TX, START DATE 04/01/2018, FOUNDER/BLOGGER, NOT INVESTMENT RELATED, CHRISTIAN/MOTIVATIONAL BLOG, LESS THAN 20 HRS PER MO

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AUSTIN ASSET
AUSTIN ASSET

AUSTIN ASSET | JHM CONSULTING, INC. IS NEW FULL LEGAL NAME | JHM CONSULTING, INC. | AUSTIN ASSET MANAGEMENT CO

CRD#: 105441 / SEC#: 801-32217
RIA
Registered Investment Advisory firm - SEC (6/9/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(8/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2020About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2017About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view David Scott Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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