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DW

David S. Walker

AUSTIN ASSET
AUSTIN, TX 78731
Some features on this profile are disabled
CRD#: 6727111
DW
David Scott WalkerAUSTIN ASSET

Professional summary

David Scott Walker is a registered financial advisor currently at AUSTIN ASSET located in Austin, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. David has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BLOG-WALKERWISDOM.COM, ADDRESS: 13401 GALLERIA CIRCLE APT 135/AUSTIN/TX, START DATE 04/01/2018, FOUNDER/BLOGGER, NOT INVESTMENT RELATED, CHRISTIAN/MOTIVATIONAL BLOG, LESS THAN 20 HRS PER MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Walker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2026 - Present

AUSTIN ASSET

Office #1: 7200 N. Mopac, Suite 315, Austin, TX 78731
RIA
CRD#: 105441
AUSTIN, TX
Past

May 10, 2022 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
Austin, TX
Past

May 10, 2022 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Austin, TX
Past

May 10, 2022 - July 29, 2024

TD AMERITRADE, INC.

BD
CRD#: 7870
Austin, TX
Past

December 5, 2020 - May 31, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Austin, TX
Past

May 15, 2017 - May 31, 2025

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Austin, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AUSTIN ASSET
AUSTIN ASSET
AUSTIN ASSET | JHM CONSULTING, INC. IS NEW FULL LEGAL NAME | JHM CONSULTING, INC. | AUSTIN ASSET MANAGEMENT CO

CRD#: 105441 / SEC#: 801-32217

RIA
Registered Investment Advisory firm - (6/9/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/19/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/5/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/22/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/15/2017
General Securities Representative Examination

Current Firm

AUSTIN ASSET
AUSTIN ASSET
AUSTIN ASSET | JHM CONSULTING, INC. IS NEW FULL LEGAL NAME | JHM CONSULTING, INC. | AUSTIN ASSET MANAGEMENT CO

CRD#: 105441 / SEC#: 801-32217

RIA
Registered Investment Advisory firm - (6/9/1988 Approved)
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Contact information

Main Address
7200 N. Mopac, Suite 315, Austin, TX 78731
Mailing Address
Phone number
(512) 453-6622
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FEBRUARY 2026 (2/27/2026)

Regulatory assets under management

Total Number of Accounts1,974
AUM (Assets Under Management)$ 1,871,758,998

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/26/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUSTIN ASSET

AUSTIN ASSET

CRD#: 105441Austin, TX 78731

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