Katherine Lewis

TONN FINANCIAL PLANNING

Lakewood, CO

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CRD#: 6726162

Professional summary

Katherine Lewis, CFP®, who also goes by Katherine Hollister Lewis, Katherine Hollister Williams, is a registered financial advisor currently at TONN FINANCIAL PLANNING located in Lakewood, Colorado.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Katherine has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katherine Hollister Lewis | Katherine Hollister Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Katherine "Katie" Lewis volunteers her time in the role of "Coach" with the organization, Wings For Widows. She does not sell any products or services and no compensation is associated with this activity. She provides pro-bono financial planning advice to clients who have been recently widowed. This activity accounts for less than 5% of her time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Lewis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 13, 2023 - Present

TONN FINANCIAL PLANNING

RIA

CRD#: 328588

Lakewood, CO

Past

June 18, 2024 - March 17, 2025

OPUS FINANCIAL SOLUTIONS LLC

RIA

CRD#: 282311

LAKEWOOD, CO

Past

December 21, 2021 - June 2, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Centennial, CO

Past

August 9, 2018 - December 3, 2021

FINANCIAL SECURITY MANAGEMENT, INC

RIA

CRD#: 116570

Lakewood, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2018

Uniform Investment Adviser Law Examination

Current Firm

TONN FINANCIAL PLANNING

TONN FINANCIAL PLANNING | TONN FINANCIAL PLANNING LLC

CRD#: 328588 / SEC#:

Colorado

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

Lakewood, CO

Mailing Address

Phone number

(303) 847-1075

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katherine Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TONN FINANCIAL PLANNING

OPUS FINANCIAL SOLUTIONS LLC

KESTRA ADVISORY SERVICES, LLC

FINANCIAL SECURITY MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2018

Current Firm

TONN FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

TONN FINANCIAL PLANNING

TRUST BUT VERIFY

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