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AF

Akiva Fialkoff

SCHWAB WEALTH ADVISORY
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 6726107
AF

Professional summary

Akiva Fialkoff, who also goes by Akiva Y Fialkoff, Akiva Yoel Fialkoff, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Los Angeles, California and CHARLES SCHWAB & CO., INC. located in Los Angeles, California.

Akiva is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Akiva has worked at 5 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Akiva Y Fialkoff | Akiva Yoel Fialkoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property | Investment Related:No|2100 Thurman Ave | Real Estate (Non-Agent/Broker)|partial owner|2021-06-01|Less than 20|0|My spouse manages our investment units. , 2) Rental Property | Investment Related:No|2102 1/2 Thurman Ave | Real Estate (Non-Agent/Broker)|partial owner|2021-06-01|Less than 20|0|silent partner, 3) Rental Property | Investment Related:No|2102 3/4 Thurman Ave | Real Estate (Non-Agent/Broker)|partial owner|2021-06-01|Less than 20|0|silent partner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Akiva Fialkoff's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2029 Century Park East Floor 37 & 38, Los Angeles, CA 90067
RIA
CRD#: 159035
Los Angeles, CA
Current

May 21, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2029 Century Park East Suite 940, Los Angeles, CA 90067
RIA
BD
CRD#: 5393
Los Angeles, CA
Past

January 12, 2022 - May 6, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

November 23, 2021 - May 6, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LOS ANGELES, CA
Past

September 21, 2020 - January 10, 2022

EQUANIMITY FINANCIAL PARTNERS

RIA
CRD#: 152050
PASADENA, CA
Past

May 8, 2019 - December 12, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
Los Angeles, CA
Past

December 19, 2016 - April 5, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOLLYWOOD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/21/2025)
IAR
California
(5/21/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/27/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/31/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/4/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 12/19/2016
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Los Angeles, CA 90067

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