Michael A. Kauffman

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CRD#: 6726044

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Aaron Kauffman, CFP® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2017. Michael had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 5393

Phoenix, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOLDIN ADVISORS

BOLDIN ADVISORS | NEWRETIREMENT ADVISORS, LLC | NEWRETIREMENT ADVISORS

CRD#: 294881 / SEC#: 801-132987

RIA

Registered Investment Advisory firm - (6/12/2025 Approved)

Arizona

Registered Investment Advisory firm - (7/10/2025 Terminated)

California

Registered Investment Advisory firm - (8/9/2025 Terminated)

Colorado

Registered Investment Advisory firm - (7/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (7/10/2025 Terminated)

Illinois

Registered Investment Advisory firm - (7/10/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (7/10/2025 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/10/2025 Terminated)

Minnesota

Registered Investment Advisory firm - (7/10/2025 Terminated)

Nebraska

Registered Investment Advisory firm - (7/10/2025 Terminated)

New York

Registered Investment Advisory firm - (7/10/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (7/16/2025 Terminated)

Ohio

Registered Investment Advisory firm - (7/10/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/10/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/10/2025 Terminated)

Virginia

Registered Investment Advisory firm - (7/12/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/10/2025 Terminated)

Wyoming

Registered Investment Advisory firm - (7/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/15/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/8/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2017

General Securities Representative Examination

Current Firm

BOLDIN ADVISORS

BOLDIN ADVISORS | NEWRETIREMENT ADVISORS, LLC | NEWRETIREMENT ADVISORS

CRD#: 294881 / SEC#: 801-132987

RIA

Registered Investment Advisory firm - (6/12/2025 Approved)

Arizona

Registered Investment Advisory firm - (7/10/2025 Terminated)

California

Registered Investment Advisory firm - (8/9/2025 Terminated)

Colorado

Registered Investment Advisory firm - (7/10/2025 Terminated)

Florida

Registered Investment Advisory firm - (7/10/2025 Terminated)

Illinois

Registered Investment Advisory firm - (7/10/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (7/10/2025 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/10/2025 Terminated)

Minnesota

Registered Investment Advisory firm - (7/10/2025 Terminated)

Nebraska

Registered Investment Advisory firm - (7/10/2025 Terminated)

New York

Registered Investment Advisory firm - (7/10/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (7/16/2025 Terminated)

Ohio

Registered Investment Advisory firm - (7/10/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/10/2025 Terminated)

Vermont

Registered Investment Advisory firm - (7/10/2025 Terminated)

Virginia

Registered Investment Advisory firm - (7/12/2025 Terminated)

Wisconsin

Registered Investment Advisory firm - (7/10/2025 Terminated)

Wyoming

Registered Investment Advisory firm - (7/10/2025 Terminated)

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Contact information

Main Address

1 Belvedere Place Suite 200, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 462-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BOLDIN ADVISORS FORM ADV PART 2A (12/19/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael A. Kauffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SOLITUDE FINANCIAL SERVICES, INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BOLDIN ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/15/2018

Series 63

Date: 5/8/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/2/2017

Current Firm

BOLDIN ADVISORS

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BOLDIN ADVISORS

TRUST BUT VERIFY

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