Michael A. Kauffman

SIX MILE, SC

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CRD#: 6726044

Professional summary

Michael Aaron Kauffman, CFP®, who also goes by Mike Kauffman, was a registered financial advisor .

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Mike Kauffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NewRetirement, Inc. d/b/a Boldin; investment-related; 1 Belvedere Place, Mill Valley, California 94941; financial wellness coaching; Financial Wellness Coach / independent contractor; April 2025; 80 hours per month; 12.5 hours per month during securities trading hours; provides financial wellness coaching services via online/virtual meetings with Boldin users.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 11, 2026 - Present

SIX MILE, SC

Past

September 9, 2025 - January 13, 2026

BOLDIN ADVISORS

RIA

CRD#: 294881

Six Mile, SC

Past

January 7, 2020 - December 31, 2023

SOLITUDE FINANCIAL SERVICES, INC.

RIA

CRD#: 150348

Charlottesville, VA

Past

March 20, 2018 - August 9, 2019

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Phoenix, AZ

Past

March 15, 2018 - March 21, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

May 2, 2017 - August 9, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 3/15/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 5/8/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 5/2/2017

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Kauffman

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BOLDIN ADVISORS

SOLITUDE FINANCIAL SERVICES, INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 3/15/2018

Series 63

Passed: 5/8/2017

SIE

Passed: 10/1/2018

Series 7

Passed: 5/2/2017

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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